Tag: dealing

Securities and Exchange Commission Chair Gary Gensler has voiced concerns that the current system for executing individual investors’ equity trades ...

MarketsCurrenciesCryptocurrencyCFTC’s complaint draws on leeway in legislation passed after financial crisis

Lawmakers should pass legislation that would impose strict rules on cryptocurrency exchanges— including rules to limit or prohibit the conflicts ...

The SEC says the firm’s asset-management arm failed to always screen investments as plans required.

MarketsStocksHere are major companies whose stocks moved on the week’s news

MarketsFinanceOnline brokerage reported a 35% drop in September monthly active users

A massive selloff in bonds. A plunge in tech stocks. The implosion of cryptocurrencies. The highest inflation in four decades.Amid ...

The bank will combine investment banking and trading under one roof, while merging asset and wealth management into another. Its ...

MarketsU.S. MarketsThe S&P 500 is poised for a second day of strong gains as investors consider earnings reports from Goldman ...

Goldman Sachs Group plans to fold its biggest businesses into three divisions, undertaking one of the biggest reshuffles in the ...