Tag: Regulatory Bodies

Updated Jan. 9, 2024 6:25 pm ETThe Securities and Exchange Commission’s official X account was hacked when the agency posted ...

Updated Nov. 16, 2023 4:20 pm ETWASHINGTON—Three Republican senators called for Federal Deposit Insurance Corp. Chairman Martin Gruenberg to resign, ...

Updated Nov. 13, 2023 3:10 pm ETThe Federal Deposit Insurance Corp. has hired an independent firm to conduct a “top-to-bottom ...

When a Chinese regulator blocked investors from opening accounts with online brokers Futu and Up Fintech, it dealt a blow ...

The agency pushes out enforcement actions to end its fiscal year but can’t keep fine money for its own budget.

The regulator’s chair said the proposal would have turned the agency into an “election cop.”

Wall Street’s main regulator is set to approve new rules aimed at overhauling the way private-equity and hedge funds deal ...

BaFin, the regulator, advised the crypto exchange to withdraw its license application over concerns about its founder and structure.

Two former top regulators argue that litigation by the SEC is only part of the crypto-regulation solution.

The regulator said the U.S.’s largest crypto platform violated rules that require it to register as an exchange and be ...