SEC Brings in $218 Million in a Day but Still Faces Shutdown
The agency pushes out enforcement actions to end its fiscal year but can’t keep fine money for its own budget.
The agency pushes out enforcement actions to end its fiscal year but can’t keep fine money for its own budget.
Penalties for technical violations have exploded, prompting the high-speed trader Virtu to litigate rather than pay.
Trading firms are asking the FCC to open shortwave frequencies to greater commercial use.
The exchange backed by Citadel Securities, Fidelity Investments and Charles Schwab seeks business from those interested in digital assets but ...
Securities and Exchange Commission Chair Gary Gensler has voiced concerns that the current system for executing individual investors’ equity trades ...
MarketsFinancial RegulationAgency considers biggest overhaul of stock-market structure since mid-2000s